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Hanushek and Lindseth's New Book: Purporting to Have All the Answers

Eric Hanushek and Alfred Lindseth, who in a previous publication declared that state court judges in educational adequacy cases “harm our children,” have just published a new book, Schoolhouses, Courthouses and Statehouses (Princeton University Press, 2009), that claims to solve “the funding-achievement puzzle in America’s public schools.” Hanushek is an education economist who has appeared as a witness for the defense in more than a dozen education finance litigations. Lindseth is an attorney who has represented state defendants in a number of education adequacy litigations.

Most of the new volume depends on the same the “slash and burn” tactics of their past writings by exaggerating the extent to which expenditures for public education have increased in recent decades, dismissing the significance of the detailed cost studies that most states now use in budget analyses, and accusing plaintiff litigators of “almost always oppos[ing] significant changes in the way education funds are spent.”

The most extreme statements in the book are contained in the chapter entitled “The Effectiveness of Judicial Remedies,” which purports to document the extent to which student achievement has improved in the four states that they have concluded have had “significant” court-ordered remedies in place the longest, namely Kentucky, New Jersey, Wyoming, and Massachusetts. Focusing their analysis exclusively on certain student scores on the National Assessment of Educational Progress (NAEP), they conclude that in three out of four of these states “ while court-ordered dollars have brought a host of services and facilities for schools……these appear not to have generally brought the improved student performance so long sought and so urgently needed.” ( p.170.)

The authors do concede that students in Massachusetts are first in the nation in terms of NAEP scores, but they point out that the performance of the small percentage of black students in the Bay State, although remaining at levels above the national average, has not been as impressive as that of whites and Hispanics. (That, of course, is why plaintiffs in the recent Hancock case argued that additional remedial action by the state courts to focus on laggard school districts with high percentages of black students was necessary.)

Although this short review is not the place to analyze in depth the numerous methodological flaws in Hanushek and Lindseth’s analysis of the outcomes of the adequacy litigations -- my colleague Bruce Baker and I do intend to undertake such an analysis in a future work -- suffice it to say for present purposes that the NAEP scores they focus on do not correspond in most and that they ignore the fact that in some instances legislatures cut funding below reasonable adequacy levels so that gains that might have been expected to flow from adequacy orders were not forthcoming. Furthermore, since NAEP scores are reported on a statewide basis, their use in a state like New Jersey where the court orders covered only a subset of the state’s students (i.e., students in 32 poor urban school districts) makes no sense; in other words, that overall scores of black students in New Jersey roughly matched the increases for black students nationwide tells us nothing since half of the black students in New Jersey are in non-Abbott districts that did not reap any funding benefits from the litigation (and, in fact, these students may have been significantly deprived of needed resources precisely because their districts were not covered by the court decree).

Recent, more fine-tuned data for New Jersey, provided by Margaret E. Goertz, a University of Pennsylvania, indicate that from 1999 to 2007, substantial gains were made in the Abbott districts, which were the focus of the judicial remedies; for example, in 4th-grade mathematics, the achievement gaps between the Abbott districts and the rest of the state were reduced by more than a third.. Similarly, Kentucky, which was near the bottom of the national rankings in virtually all performance indices before its 1989 court decision, now ranks above the national averages in reading and science and almost at the national average in math.

The sensationalist allegations advanced by Hanushek and Lindseth in the first part of the book seem geared to clearing the brush to establish in the remainder of the book the inevitability of their proposal to cure all of the nation’s educational ills -- “a performance based funding system.” Announced with much fanfare, the key elements of this supposedly innovative solution turn out to be the same potpourri of business-model and privatization practices -- test-score-based accountability, performance pay and other rewards and sanctions for teachers and administrators, widespread availability of charter schools and vouchers -- that these authors and others of their political persuasion have been touting for years. Studies of each of these reforms have produced no strong empirical basis for dramatically expanding their use. But Hanushek and Lindseth have an answer to this criticism: “All of these components interlock,” they say, and they must be implemented as an “integrated system.” (p. 219).

The key elements of the Hanushek/ Lindseth solution met strong public and political resistance in the past, and there is little likelihood that their “integrated,” single best system approach will be adopted in the current political climate, which has turned against unregulated market-oriented solutions to social problems. The book, therefore, is not likely to have much impact on the educational reform debates of the Obama era.

Ironically, however, despite their rejection of the value of court orders in past education adequacy cases, Hanushek and Lindseth, unlike many of the doctrinaire critics of “judicial activism,” do acknowledge that courts can advance educational policy by “1) educating legislators on all of the problems that need to be addressed and 2) providing them with specific data needed to get appropriate remedial measures enacted” (p. 282). Hanushek and Lindseth also acknowledge that “School funding policies must recognize the underlying heterogeneity of students and their educational challenges and ensure that all schools have the means to succeed” (p. 218). In short, these authors could contribute more to a conversation on how to provide meaningful educational opportunities to our nation’s schoolchildren by further developing constructive notions on how courts can work more effectively with legislatures and state education departments in identifying resource needs and implementing judicial remedies in educational adequacy cases than by distorting the evidence on what courts have achieved in these cases in the past.


-- Michael A. Rebell